SEC Form 5 · accession 0001127602-16-046381
KLX Inc. · KLXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P McCaffrey
Officer — Pres. & Chief Op. Officer
Period of report
Jan 31, 2016
Accepted (ET)
Mar 15, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2015 | F | 2,334 | $31.00 | D | 222,841 | D | |
| Common Stock | Dec 17, 2015 | F | 4,303 | $31.49 | D | 222,841 | D | |
| Common Stock | Dec 16, 2015 | F | 5,385 | $31.76 | D | 222,841 | D | |
| Common StockF1 | Dec 15, 2015 | F | 8,734 | $31.07 | D | 222,841 | D | |
| Common StockF2 | holding | — | — | — | 7,525 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the non-occurrence of the acquisition of 7,525 shares reported on 12/17/2015, which acquisition was previously reported on 12/18/2014.
- F2Represents shares initially reported as directly owned on 1/15/2015. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.