SEC Form 4 · accession 0001144204-15-050623
Unique Fabricating, Inc. · UFAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Baum Jr.
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 1:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617669
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.50 | Aug 17, 2015 | A | 7,500 | A | — | Aug 17, 2025 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1The stock option vested as to 20% of the shares as of the date of grant; the option will vest as to 20% of the shares on each of the first, second, third and fourth anniversaries of the grant.