SEC Form 4 · accession 0001104659-17-033552
Neff Corp · NEFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard E Holthaus
Director
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 15, 2017 | M | 5,763 | — | A | 22,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 15, 2017 | M | 5,763 | D | — | — | Class A Common Stock | 5,763 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into shares of Class A common stock on a one-for-one basis.
- F2On December 9, 2016, the reporting person was granted 5,763 restricted stock units, vesting on the earliest of: (i) the first anniversary of the grant date, (ii) the day immediately preceding the date of the next annual meeting of the Company's stockholders following the grant date and (iii) the date of a change of control.