SEC Form 4 · accession 0001104659-16-121680
Neff Corp · NEFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Singer
Director
Period of report
May 12, 2016
Accepted (ET)
May 17, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | M | 10,585 | — | A | 16,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 12, 2016 | M | 10,585 | D | — | — | Common Stock | 10,585 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On December 2, 2015, the reporting person was granted 10,585 restricted stock units, vesting on the earliest of: (i) the first anniversary of the grant date; (ii) the day immediately preceding the date of the next annual meeting of the Company's stockholders following the grant date; and (iii) the date of a change in control.