SEC Form 4 · accession 0001104659-15-067804
Neff Corp · NEFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James V Continenza
Director
Period of report
May 26, 2015
Accepted (ET)
Sep 28, 2015 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2015 | M | 6,667 | — | A | 6,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 26, 2015 | M | 6,667 | D | — | — | Common Stock | 6,667 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On November 20, 2014, the reporting person was granted 6,667 restricted stock units, vesting on the earliest of: (i) the first anniversary of the grant date, (ii) the day immediately preceding the date of the first annual meeting of the Company's stockholders following the grant date, and (iii) the date of a change in control as defined in the Company's 2014 Incentive Award Plan. On September 24, 2015, the Company issued 6,667 shares of common stock to the reporting person pursuant to the vesting of the restricted stock units.