SEC Form 4 · accession 0000899681-17-000294
Neff Corp · NEFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Wayzata Investment Partners LLC
10% Owner
WAYZATA OPPORTUNITIES FUND II, L.P.
10% Owner
Patrick J. Halloran
10% Owner
Period of report
Oct 2, 2017
Accepted (ET)
Oct 3, 2017 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Oct 2, 2017 | C | 14,585,304 | — | A | 14,585,304 | I | See footnotes |
| Class A Common StockF1,F2,F4 | Oct 2, 2017 | C | 366,321 | — | A | 366,321 | I | See footnotes |
| Class A Common StockF2,F3 | Oct 2, 2017 | U | 14,585,304 | $25.00 | D | 0 | I | See footnotes |
| Class A Common StockF2,F4 | Oct 2, 2017 | U | 366,321 | $25.00 | D | 0 | I | See footnotes |
| Class B Common StockF6,F2,F7 | Oct 2, 2017 | J | 14,585,304 | — | D | 0 | I | See footnotes |
| Class B Common StockF6,F2,F8 | Oct 2, 2017 | J | 366,321 | — | D | 0 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UnitsF1,F2,F9 | — | Oct 2, 2017 | C | 14,585,304 | D | — | — | Class A Common Stock | 14,585,304 | 0 | I |
| UnitsF1,F2,F10 | — | Oct 2, 2017 | C | 366,321 | D | — | — | Class A Common Stock | 366,321 | 0 | I |
Explanation of responses
- F1See Exhibit 99.
- F10See Exhibit 99.
- F2See Exhibit 99.
- F3See Exhibit 99.
- F4See Exhibit 99.
- F5See Exhibit 99.
- F6See Exhibit 99.
- F7See Exhibit 99.
- F8See Exhibit 99.
- F9See Exhibit 99.