SEC Form 4 · accession 0001225208-18-012733
ZILLOW GROUP, INC. · Z AND ZG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Rock
Officer — Interim CFO
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 15, 2018 | M | 273 | $30.7534 | A | 273 | D | |
| Class A Common StockF1 | Aug 15, 2018 | S | 273 | $47.89 | D | 0 | D | |
| Class C Capital Stock | Aug 15, 2018 | M | 2,531 | $22.41 | A | 10,961 | D | |
| Class C Capital Stock | Aug 15, 2018 | M | 1,875 | $35.16 | A | 12,836 | D | |
| Class C Capital Stock | Aug 15, 2018 | M | 625 | $26.06 | A | 13,461 | D | |
| Class C Capital Stock | Aug 15, 2018 | M | 546 | $35.4807 | A | 14,007 | D | |
| Class C Capital StockF1,F2 | Aug 15, 2018 | S | 5,577 | $47.7001 | D | 8,430 | D | |
| Class C Capital StockF3 | Aug 16, 2018 | S | 139 | $47.1805 | D | 8,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $30.7534 | Aug 15, 2018 | M | 273 | D | Jan 1, 2016 | Jan 7, 2022 | Class A Common Stock | 273 | 1,368 | D |
| Stock Option (Right to Buy)F4 | $35.4807 | Aug 15, 2018 | M | 546 | D | Jan 1, 2016 | Jan 7, 2022 | Class C Capital Stock | 546 | 2,736 | D |
| Stock Option (Right to Buy)F5 | $35.16 | Aug 15, 2018 | M | 1,875 | D | May 17, 2017 | Mar 7, 2027 | Class C Capital Stock | 1,875 | 18,750 | D |
| Stock Option (Right to Buy)F5 | $22.41 | Aug 15, 2018 | M | 2,531 | D | May 18, 2016 | Mar 28, 2026 | Class C Capital Stock | 2,531 | 15,188 | D |
| Stock Option (Right to Buy)F4 | $26.06 | Aug 15, 2018 | M | 625 | D | Aug 3, 2016 | Aug 18, 2022 | Class C Capital Stock | 625 | 7,501 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017.
- F2The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $47.47 to $48.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3Represents shares sold to cover tax withholding due upon vesting of restricted stock units.
- F4Date at which first vesting occurs is indicated. 1/4th of the total number of shares originally subject to the option become exercisable at the first vesting date and an additional 1/48th become exercisable each month thereafter until the option is fully vested.
- F5Date at which first vesting occurs us indicated. 1/16th of the total number of shares subject to the option become exercisable at the first vesting date and an additional 1/16th become exercisable on each issuer quarterly vesting date occurring thereafter until the option is fully vested.