SEC Form 4 · accession 0001225208-17-017328
ZILLOW GROUP, INC. · Z AND ZG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Beitel
Officer — Chief Technology Officer
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 10, 2017 | M | 5,973 | $24.8077 | A | 5,977 | D | |
| Class A Common Stock | Nov 10, 2017 | M | 834 | $17.4863 | A | 6,811 | D | |
| Class A Common StockF1 | Nov 10, 2017 | S | 6,771 | $39.3944 | D | 40 | D | |
| Class C Capital Stock | Nov 10, 2017 | M | 45,000 | $28.6211 | A | 77,609 | D | |
| Class C Capital Stock | Nov 10, 2017 | M | 3,750 | $22.41 | A | 81,359 | D | |
| Class C Capital Stock | Nov 10, 2017 | M | 1,668 | $20.1743 | A | 83,027 | D | |
| Class C Capital StockF2 | Nov 10, 2017 | S | 50,418 | $39.3357 | D | 32,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $24.8077 | Nov 10, 2017 | M | 5,973 | D | Feb 1, 2015 | Jan 2, 2021 | Class A Common Stock | 5,973 | 2,987 | D |
| Stock Option (Right to Buy)F3 | $17.4863 | Nov 10, 2017 | M | 834 | D | Jun 27, 2014 | Jun 27, 2020 | Class A Common Stock | 834 | 0 | D |
| Stock Option (Right to Buy)F3 | $28.6211 | Nov 10, 2017 | M | 45,000 | D | Feb 1, 2015 | Jan 2, 2021 | Class C Capital Stock | 45,000 | 50,566 | D |
| Stock Option (Right to Buy) | $22.41 | Nov 10, 2017 | M | 3,750 | D | May 18, 2016 | Mar 28, 2026 | Class C Capital Stock | 3,750 | 18,750 | D |
| Stock Option (Right to Buy)F3 | $20.1743 | Nov 10, 2017 | M | 1,668 | D | Jun 27, 2014 | Jun 27, 2020 | Class C Capital Stock | 1,668 | 0 | D |
Explanation of responses
- F1The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $39.00 to $39.79. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $39.00 to $39.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3Date at which first vesting occurs is indicated. 1/4th of the total number of shares originally subject to the option become exercisable at the first vesting date and an additional 1/48th become exercisable each month thereafter until the option is fully vested.