SEC Form 4 · accession 0001225208-17-009622
ZILLOW GROUP, INC. · Z AND ZG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley B Humphries
Officer — Chief Analytics Officer
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 10, 2017 | M | 6,750 | $9.2095 | A | 6,874 | D | |
| Class A Common Stock | May 10, 2017 | M | 3,329 | $1.1752 | A | 10,203 | D | |
| Class A Common StockF1 | May 10, 2017 | S | 10,079 | $43.0454 | D | 124 | D | |
| Class C Capital Stock | May 10, 2017 | M | 13,500 | $10.6252 | A | 13,748 | D | |
| Class C Capital Stock | May 10, 2017 | M | 6,658 | $1.3559 | A | 20,406 | D | |
| Class C Capital StockF2 | May 10, 2017 | S | 20,158 | $42.9703 | D | 248 | D | |
| Class A Common Stock | May 11, 2017 | M | 22,959 | $10.9934 | A | 23,083 | D | |
| Class A Common StockF3 | May 11, 2017 | S | 22,959 | $43.1071 | D | 124 | D | |
| Class C Capital Stock | May 11, 2017 | M | 25,000 | $12.6833 | A | 25,248 | D | |
| Class C Capital StockF4 | May 11, 2017 | S | 25,000 | $42.8681 | D | 248 | D | |
| Class A Common Stock | May 12, 2017 | M | 20,000 | $24.8077 | A | 20,124 | D | |
| Class A Common StockF5 | May 12, 2017 | S | 20,000 | $43.168 | D | 124 | D | |
| Class C Capital Stock | May 12, 2017 | M | 20,918 | $12.6833 | A | 21,166 | D | |
| Class C Capital StockF6 | May 12, 2017 | S | 20,918 | $42.9744 | D | 248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $1.1752 | May 10, 2017 | M | 3,329 | D | Mar 1, 2012 | Mar 1, 2018 | Class A Common Stock | 3,329 | 0 | D |
| Stock Option (Right to Buy)F7 | $9.2095 | May 10, 2017 | M | 6,750 | D | Mar 1, 2013 | Feb 2, 2019 | Class A Common Stock | 6,750 | 0 | D |
| Stock Option (Right to Buy)F7 | $1.3559 | May 10, 2017 | M | 6,658 | D | Mar 1, 2012 | Mar 1, 2018 | Class C Capital Stock | 6,658 | 0 | D |
| Stock Option (Right to Buy)F7 | $10.6252 | May 10, 2017 | M | 13,500 | D | Mar 1, 2013 | Feb 2, 2019 | Class C Capital Stock | 13,500 | 0 | D |
| Stock Option (Right to Buy)F7 | $10.9934 | May 11, 2017 | M | 22,959 | D | Feb 1, 2014 | Jan 24, 2020 | Class A Common Stock | 22,959 | 0 | D |
| Stock Option (Right to Buy)F7 | $12.6833 | May 11, 2017 | M | 25,000 | D | Feb 1, 2014 | Jan 24, 2020 | Class C Capital Stock | 25,000 | 20,918 | D |
| Stock Option (Right to Buy)F7 | $24.8077 | May 12, 2017 | M | 20,000 | D | Feb 1, 2015 | Jan 2, 2021 | Class A Common Stock | 20,000 | 18,955 | D |
| Stock Option (Right to Buy)F7 | $12.6833 | May 12, 2017 | M | 20,918 | D | Feb 1, 2014 | Jan 24, 2020 | Class C Capital Stock | 20,918 | 0 | D |
Explanation of responses
- F1The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $42.8501 to $43.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $42.73 to $43.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $42.82 to $43.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $42.71 to $43.1101. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $43.0101 to $43.62. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F6The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $42.8101 to $43.43. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F7Date at which first vesting occurs is indicated. 1/4th of the total number of shares originally subject to the option become exercisable at the first vesting date and an additional 1/48th become exercisable each month thereafter until the option is fully vested.