SEC Form 4 · accession 0001225208-16-041320
ZILLOW GROUP, INC. · Z AND ZG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Beitel
Officer — Chief Technology Officer
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 4, 2016 | M | 18,812 | $10.9934 | A | 30,265 | D | |
| Class A Common Stock | Nov 4, 2016 | M | 8,750 | $17.4863 | A | 39,015 | D | |
| Class A Common Stock | Nov 4, 2016 | M | 6,689 | $9.2095 | A | 45,704 | D | |
| Class A Common Stock | Nov 4, 2016 | S | 100 | $34.68 | D | 45,604 | D | |
| Class A Common StockF1 | Nov 4, 2016 | S | 14,150 | $33.9671 | D | 31,454 | D | |
| Class A Common Stock | Nov 4, 2016 | G | 11,449 | $0.00 | D | 20,005 | D | |
| Class C Capital Stock | Nov 4, 2016 | M | 17,500 | $20.1743 | A | 40,406 | D | |
| Class C Capital Stock | Nov 4, 2016 | M | 5,374 | $12.6833 | A | 45,780 | D | |
| Class C Capital StockF2 | Nov 4, 2016 | S | 1,000 | $35.324 | D | 44,780 | D | |
| Class C Capital StockF3 | Nov 4, 2016 | S | 13,250 | $34.5382 | D | 31,530 | D | |
| Class C Capital Stock | Nov 4, 2016 | G | 16,235 | $0.00 | D | 15,295 | D | |
| Class A Common StockF4 | Nov 7, 2016 | S | 801 | $34.56 | D | 19,204 | D | |
| Class A Common StockF5 | Nov 7, 2016 | S | 19,200 | $34.0959 | D | 4 | D | |
| Class C Capital StockF6 | Nov 7, 2016 | S | 400 | $35.2438 | D | 14,895 | D | |
| Class C Capital StockF7 | Nov 7, 2016 | S | 8,156 | $34.7316 | D | 6,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F8 | $10.9934 | Nov 4, 2016 | M | 18,812 | D | Feb 1, 2014 | Jan 24, 2020 | Class A Common Stock | 18,812 | 2,688 | D |
| Stock Option (Right to Buy)F8 | $9.2095 | Nov 4, 2016 | M | 6,689 | D | Mar 1, 2013 | Feb 2, 2019 | Class A Common Stock | 6,689 | 0 | D |
| Stock Option (Right to Buy)F8 | $17.4863 | Nov 4, 2016 | M | 8,750 | D | Jun 27, 2014 | Jun 27, 2020 | Class A Common Stock | 8,750 | 3,334 | D |
| Stock Option (Right to Buy)F8 | $12.6833 | Nov 4, 2016 | M | 5,374 | D | Feb 1, 2014 | Jan 24, 2020 | Class C Capital Stock | 5,374 | 5,376 | D |
| Stock Option (Right to Buy)F8 | $20.1743 | Nov 4, 2016 | M | 17,500 | D | Jun 27, 2014 | Jun 27, 2020 | Class C Capital Stock | 17,500 | 6,668 | D |
Explanation of responses
- F1The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $33.63 to $34.61. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $35.24 to $35.52. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $34.21 to $35.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $34.55 to $34.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $33.51 to $34.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F6The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $35.17 to $35.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F7The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $34.15 to $35.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F8Date at which first vesting occurs is indicated. 1/4th of the total number of shares originally subject to the option become exercisable at the first vesting date and an additional 1/48th become exercisable each month thereafter until the option is fully vested.