SEC Form 4 · accession 0001225208-16-041138
ZILLOW GROUP, INC. · Z AND ZG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg M Schwartz
Officer — Chief Business Officer
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Nov 1, 2016 | M | 3,750 | $1.1319 | A | 3,750 | D | |
| Class C Capital StockF1 | Nov 1, 2016 | S | 3,750 | $33.31 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.1319 | Nov 1, 2016 | M | 3,750 | D | Sep 15, 2011 | Sep 15, 2017 | Class C Capital Stock | 3,750 | 24,892 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016.
- F2Date at which first vesting occurs is indicated. 1/4th of the total number of shares originally subject to the option become exercisable at the first vesting date and an additional 1/48th become exercisable each month thereafter until the option is fully vested.