SEC Form 4 · accession 0001225208-16-037747
ZILLOW GROUP, INC. · Z AND ZG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Beitel
Officer — Chief Technology Officer
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 9, 2016 | M | 1,233 | $1.1752 | A | 12,686 | D | |
| Class C Capital Stock | Aug 9, 2016 | M | 32,250 | $12.6833 | A | 55,156 | D | |
| Class C Capital Stock | Aug 9, 2016 | M | 13,378 | $10.6252 | A | 68,534 | D | |
| Class C Capital Stock | Aug 9, 2016 | M | 2,466 | $1.3559 | A | 71,000 | D | |
| Class C Capital StockF1 | Aug 9, 2016 | S | 2,820 | $37.1714 | D | 68,180 | D | |
| Class C Capital StockF2 | Aug 9, 2016 | S | 21,830 | $36.6633 | D | 46,350 | D | |
| Class A Common StockF3 | Aug 10, 2016 | S | 1,233 | $35.8003 | D | 11,453 | D | |
| Class C Capital StockF4 | Aug 10, 2016 | S | 5,400 | $36.4841 | D | 40,950 | D | |
| Class C Capital StockF5 | Aug 10, 2016 | S | 18,044 | $35.7562 | D | 22,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6 | $1.1752 | Aug 9, 2016 | M | 1,233 | D | Mar 1, 2012 | Mar 1, 2018 | Class A Common Stock | 1,233 | 0 | D |
| Stock Option (Right to Buy)F6 | $12.6833 | Aug 9, 2016 | M | 32,250 | D | Feb 1, 2014 | Jan 24, 2020 | Class C Capital Stock | 32,250 | 10,750 | D |
| Stock Option (Right to Buy)F6 | $1.3559 | Aug 9, 2016 | M | 2,466 | D | Mar 1, 2012 | Mar 1, 2018 | Class C Capital Stock | 2,466 | 0 | D |
| Stock Option (Right to Buy)F6 | $10.6252 | Aug 9, 2016 | M | 13,378 | D | Mar 1, 2013 | Feb 2, 2019 | Class C Capital Stock | 13,378 | 0 | D |
Explanation of responses
- F1The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $37.12 to $37.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $36.115 to $37.11. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $35.72 to $35.96. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $36.31 to $36.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $35.29 to $36.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F6Date at which first vesting occurs is indicated. 1/4th of the total number of shares originally subject to the option become exercisable at the first vesting date and an additional 1/48th become exercisable each month thereafter until the option is fully vested.