SEC Form 4 · accession 0001225208-15-005088
ZILLOW GROUP, INC. · Z AND ZG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kathleen Philips
Officer — Chief Operating Officer
Period of report
Feb 17, 2015
Accepted (ET)
Feb 20, 2015 · 8:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 17, 2015 | F | 1,549 | $109.14 | D | 1,774 | D | |
| Class A Common Stock | Feb 20, 2015 | M | 4,000 | $30.46 | A | 5,774 | D | |
| Class A Common Stock | Feb 20, 2015 | M | 3,606 | $3.887 | A | 9,380 | D | |
| Class A Common Stock | Feb 20, 2015 | M | 2,219 | $3.2448 | A | 11,599 | D | |
| Class A Common Stock | Feb 20, 2015 | S | 9,825 | $125.00 | D | 1,774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.887 | Feb 20, 2015 | M | 3,606 | D | Mar 1, 2012 | Mar 1, 2018 | Class A Common Stock | 3,606 | 401 | D |
| Stock Option (Right to Buy)F2 | $30.46 | Feb 20, 2015 | M | 4,000 | D | Mar 1, 2013 | Feb 2, 2019 | Class A Common Stock | 4,000 | 6,500 | D |
| Stock Option (Right to Buy)F2 | $3.2448 | Feb 20, 2015 | M | 2,219 | D | Jul 12, 2011 | Jul 20, 2017 | Class A Common Stock | 2,219 | 0 | D |
Explanation of responses
- F1Represents shares withheld for taxes.
- F2Date at which first vesting occurs is indicated. 1/4th of the total number of shares originally subject to the option become exercisable at the first vesting date and an additional 1/48th become exercisable each month thereafter until the option is fully vested.