SEC Form 4 · accession 0001567619-18-007303
Kearny Financial Corp. · KRNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Suchodolski
Officer — EVP and CFO
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6,F1,F2 | Dec 1, 2018 | A | 2,200 | $0.00 | A | 20,370 | D | |
| Common StockF1,F2 | Dec 1, 2018 | F | 2,078 | $13.24 | D | 18,292 | D | |
| Common StockF5 | holding | — | — | — | 4,659 | I | By 401(k) | |
| Common StockF5 | holding | — | — | — | 5,322 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $9.82 | holding | — | — | — | Apr 1, 2016 | Apr 1, 2025 | Common Stock | 34,510 | 34,510 | D |
| Stock OptionsF4 | $15.35 | holding | — | — | — | Dec 1, 2017 | Dec 1, 2026 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017.
- F2Includes shares of restricted stock which vest at a rate of 20% per year commencing on April 1, 2016.
- F3Stock options vest at a rate of 20% per year commencing on April 1, 2016.
- F4Stock options vest at a rate of 20% per year commencing on December 1, 2017.
- F5Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F6On December 1, 2016 the reporting person was granted 11,000 shares of restricted stock which vests at a rate of 20% per year commencing on December 1, 2017, subject to the satisfaction of certain performance criteria. The performance criteria for the fiscal year ended June 30,2018 were met, resulting in the vesting of 2,200 shares of restricted stock.