SEC Form 4 · accession 0001567619-18-007295

Kearny Financial Corp. · KRNY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and CCO

Period of report

Dec 1, 2018

Accepted (ET)

Dec 4, 2018 · 12:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001617242

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F6,F1,F2	Dec 1, 2018	A	3,500	$0.00	A	25,247	D
Common Stock^F1,F2	Dec 1, 2018	F	2,211	$13.24	D	23,036	D
Common Stock^F5	holding	—	—		—	12,648	I	By 401(k)
Common Stock^F5	holding	—	—		—	12,700	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F3	$10.7143	holding	—	—	—	Apr 1, 2015	Apr 1, 2024	Common Stock	34,510	34,510	D
Stock Options^F4	$15.35	holding	—	—	—	Dec 1, 2017	Dec 1, 2026	Common Stock	100,000	100,000	D

F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017.
F2Includes shares of restricted stock which vest at a rate of 20% per year commencing on April 1, 2015.
F3Stock options vest at a rate of 20% per year commencing on April 1, 2015.
F4Stock options vest at a rate of 20% per year commencing on December 1, 2017.
F5Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F6On December 1, 2016 the reporting person was granted 17,500 shares of restricted stock which vests at a rate of 20% per year commencing on December 1, 2017, subject to the satisfaction of certain performance criteria. The performance criteria for the fiscal year ended June 30, 2018 were met, resulting in the vesting of 3,500 shares of restricted stock.