SEC Form 4 · accession 0001140361-17-035446
Kearny Financial Corp. · KRNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore J Aanensen
Director
Period of report
Sep 13, 2017
Accepted (ET)
Sep 14, 2017 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 13, 2017 | S | 2,000 | $14.113 | D | 154,448 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | Trust for minor | |
| Common Stock | holding | — | — | — | 12,380 | I | By Spouse | |
| Common Stock | holding | — | — | — | 49 | I | By Spouse's DRIP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $15.35 | holding | — | — | — | Dec 1, 2017 | Dec 1, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017.
- F2Stock options vest at a rate of 20% per year commencing on December 1, 2017.