SEC Form 4 · accession 0001140361-17-011760
Kearny Financial Corp. · KRNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B Heyer
Officer — EVP and CFO
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | M | 41,412 | $7.3602 | A | 116,580 | D | |
| Common StockF1 | Mar 10, 2017 | S | 23,300 | $15.3931 | D | 93,280 | D | |
| Common StockF1 | Mar 10, 2017 | S | 18,112 | $15.3562 | D | 75,168 | D | |
| Common StockF3 | holding | — | — | — | 12,423 | I | By ESOP | |
| Common Stock | holding | — | — | — | 10,000 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 23 | I | By BEP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.3602 | Mar 10, 2017 | M | 41,412 | D | Apr 1, 2012 | Apr 1, 2021 | Common Stock | 41,412 | 0 | D |
| Stock OptionsF2 | $15.35 | holding | — | — | — | Dec 1, 2017 | Dec 1, 2026 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017.
- F2Stock options vest at a rate of 20% per year commencing on December 1, 2017.
- F3Reflects transactions not required to be reported pursuant to Section16 of the Securities Exchange Act of 1934, as amended.