SEC Form 4 · accession 0001140361-16-088787
Kearny Financial Corp. · KRNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick M Joyce
Officer — EVP/CLO
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | A | 42,500 | $0.00 | A | 51,641 | D | |
| Common StockF3 | holding | — | — | — | 17,397 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 37,996 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 615 | I | By BEP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $15.35 | Dec 1, 2016 | A | 150,000 | A | Dec 1, 2017 | Dec 1, 2026 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on December 1, 2017.
- F2Stock options vest at a rate of 20% per year commencing on December 1, 2017.
- F3Reflects transactions not required to be reported pursuant to Section16 of the Securities Exchange Act of 1934, as amended.