SEC Form 4 · accession 0001209191-18-012916
J. Alexander's Holdings, Inc. · JAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lonnie J Stout II
Officer — President and CEO · Director
Period of report
Sep 29, 2016
Accepted (ET)
Feb 23, 2018 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2016 | P | 500 | $9.77 | A | 31,405 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $9.55 | Feb 21, 2018 | A | 125,000 | A | — | Feb 21, 2025 | Common Stock | 125,000 | 125,000 | D |
Explanation of responses
- F1The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option to purchase 125,000 shares of common stock of the Issuer on February 21, 2018. The stock option vests in four equal installments over a period of four years beginning on the first anniversary of the grant date.