SEC Form 4 · accession 0001209191-16-149401
J. Alexander's Holdings, Inc. · JAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jessica Root
Officer — VP, Controller and CAO
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617227
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $8.90 | Nov 8, 2016 | A | 15,000 | A | — | Nov 8, 2023 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option to purchase 15,000 shares of common stock of the Issuer on November 8, 2016. The stock option vests in four equal installments over a period of four years beginning on the first anniversary of the grant date.