SEC Form 4 · accession 0001209191-16-149385
J. Alexander's Holdings, Inc. · JAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Moore
Officer — EVP and COO
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | P | 1,000 | $9.05 | A | 2,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $8.90 | Nov 8, 2016 | A | 60,000 | A | — | Nov 8, 2023 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option to purchase 60,000 shares of common stock of the Issuer on November 8, 2016. The stock option vests in four equal installments over a period of four years beginning on the first anniversary of the grant date.