SEC Form 3 · accession 0000899243-16-011471
J. Alexander's Holdings, Inc. · JAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jan 7, 2016
Accepted (ET)
Jan 11, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,627,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 1,627,991 shares of common stock of the Issuer held by Newport Global Opportunities Fund I-A LP (the "Reporting Person") following the contribution of such shares to the Reporting Person by Newport Global Opportunities Fund AIV-A LP (the "Existing Fund") on January 7, 2016 in exchange for interests in the Reporting Person. Newport Global Advisors LP is the investment manager to the Reporting Person. Mr. Timothy T. Janszen is the Chief Executive Officer of Newport Global Advisors LLC, which in turn is the general partner of Newport Global Advisors LP, and, as a result, Mr. Janszen may be deemed to have sole voting and investment power over the shares beneficially owned by the Reporting Person. Mr. Janszen disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.