SEC Form 4 · accession 0000899243-15-006761
J. Alexander's Holdings, Inc. · JAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Parkey
Officer — VP, CFO and Treasurer
Period of report
Oct 13, 2015
Accepted (ET)
Oct 15, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617227
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $10.39 | Oct 13, 2015 | A | 55,000 | A | — | Oct 13, 2022 | Common Stock | 55,000 | 55,000 | D |
Explanation of responses
- F1The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received options to purchase 55,000 shares of common stock of the Issuer on October 13, 2015. The options vest over a period of 4 years beginning on the first anniversary of the grant date in increments of 1/4 per year.