SEC Form 4 · accession 0001209191-19-014180
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Cash
Officer — SVP & Pres., Indus. Coatings
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 25, 2019 | A | 12,038 | A | — | — | Common Shares | 12,038 | 12,038 | D |
| Employee Stock OptionF3 | $27.01 | Feb 25, 2019 | A | 46,296 | A | — | Feb 25, 2029 | Common Shares | 46,296 | 46,296 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
- F2This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
- F3This option vests in three equal annual installments beginning on the first anniversary of the grant date.