SEC Form 4 · accession 0001209191-19-013105
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah J. Kissire
Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 21, 2019 | M | 6,391 | — | A | 12,674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 21, 2019 | M | 6,391 | D | — | — | Common Shares | 6,391 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Feb 25, 2019 | A | 8,025 | A | — | — | Common Shares | 8,025 | 8,025 | D |
Explanation of responses
- F1Restricted stock units convert into common shares on a one-for-one basis.
- F2On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.
- F3This restricted stock unit grant vests in full on the first anniversary of the grant date.