SEC Form 4 · accession 0001209191-19-006865
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori Ryerkerk
Director
Period of report
Feb 2, 2019
Accepted (ET)
Feb 4, 2019 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 2, 2019 | M | 2,869 | — | A | 16,118 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 2, 2019 | M | 2,869 | D | — | — | Common Shares | 2,869 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common shares on a one-for-one basis.
- F2On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.