SEC Form 4 · accession 0001209191-18-050566
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence Hahn
Officer — President & CEO · Director
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Sep 7, 2018 | A | 42,517 | A | — | — | Common Shares | 42,517 | 42,517 | D |
| Restricted Stock UnitF1,F3 | — | Sep 7, 2018 | A | 23,564 | A | — | — | Common Shares | 23,564 | 23,564 | D |
| Employee Stock OptionF4 | $29.40 | Sep 7, 2018 | A | 158,754 | A | — | Sep 6, 2028 | Common Shares | 158,754 | 158,754 | D |
| Employee Stock OptionF5 | $29.40 | Sep 7, 2018 | A | 87,989 | A | — | Sep 6, 2028 | Common Shares | 87,989 | 87,989 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
- F2This restricted stock unit grant vests in two equal annual installments beginning on the second anniversary of the grant date.
- F3This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
- F4This option vests in two equal annual installments beginning on the second anniversary of the grant date.
- F5This option vests in three equal annual installments beginning on the first anniversary of the grant date.