SEC Form 4 · accession 0001209191-18-038747
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Garrett
Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 20, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 20, 2018 | M | 2,350 | — | A | 10,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jun 20, 2018 | M | 2,350 | D | — | — | Common Shares | 2,350 | 2,350 | D |
Explanation of responses
- F1Restricted stock units convert into common shares on a one-for-one basis.
- F2On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017.