SEC Form 4 · accession 0001209191-18-026536
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Garrett
Director
Period of report
Apr 26, 2018
Accepted (ET)
Apr 27, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Apr 26, 2018 | M | 6,283 | — | A | 8,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Apr 26, 2018 | M | 6,283 | D | — | — | Common Shares | 6,283 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common shares on a one-for-one basis.
- F2On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018.