SEC Form 4 · accession 0001209191-17-065516
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F. Finn
Officer — SVP & General Counsel
Period of report
Dec 12, 2017
Accepted (ET)
Dec 13, 2017 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 12, 2017 | M | 3,950 | $8.88 | A | 108,818 | D | |
| Common Shares | Dec 12, 2017 | S | 3,950 | $32.66 | D | 104,868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $8.88 | Dec 12, 2017 | M | 3,950 | D | — | Jul 30, 2023 | Common Shares | 3,950 | 22,960 | D |
Explanation of responses
- F1This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.