SEC Form 4 · accession 0001209191-16-129076
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Garrett
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 21, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jun 20, 2016 | A | 7,049 | A | — | — | Common Shares | 7,049 | 7,049 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
- F2This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.