SEC Form 4 · accession 0001209191-15-073231
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R. Markevich
Officer — EVP & Pres., Trans. Coatings
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 30, 2015 | A | 5,919 | $0.00 | A | 145,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $25.34 | Sep 30, 2015 | A | 23,916 | A | — | Sep 29, 2025 | Common Shares | 23,916 | 23,916 | D |
Explanation of responses
- F1This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date.
- F2This option vests in three equal annual installments beginning on the first anniversary of the grant date.