SEC Form 4 · accession 0000899243-15-003573
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Carlyle Coatings Partners, L.P.
10% Owner
TC Group V Cayman, L.P.
10% Owner
CP V Coinvestment B Cayman, LP
10% Owner
CP V Coinvestment A Cayman, LP
10% Owner
Carlyle Partners V-A Cayman, L.P.
10% Owner
Carlyle Partners V SA3 Cayman, L.P.
10% Owner
Carlyle Partners V SA2 Cayman, L.P.
10% Owner
Carlyle Partners V SA1 Cayman, L.P.
10% Owner
CP V General Partner, L.L.C.
10% Owner
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Aug 17, 2015 | S | 34,500,000 | $28.86 | D | 69,811,996 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the reported transactions, includes: 14,855,707 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 13,393,550 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 13,745,430 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 861,169 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 1,631,615 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 195,881 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 8,877,625 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 16,251,019 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").
- F2Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.
Remarks
Due to the limitations of the electronic filing system, each of Carlyle Group Management L.L.C., The Carlyle Group L.P., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.P., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., CEP III Managing GP Holdings, Ltd., CEP III Managing GP, L.P., Carlyle Europe Partners III, L.P., CEP III Participations, S.a r.l. SICAR are filing a separate Form 4.