SEC Form 4 · accession 0001474506-17-000057
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Baker II
10% Owner
Period of report
Jun 7, 2017
Accepted (ET)
Jun 8, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2017 | P | 400 | $17.90 | A | 78,887 | I | Held in Living Trust |
| Common Stock | Jun 7, 2017 | P | 100 | $17.99 | A | 78,987 | I | Held in Living Trust |
| Common Stock | Jun 7, 2017 | P | 100 | $17.955 | A | 79,087 | I | Held in Living Trust |
| Common Stock | Jun 7, 2017 | P | 100 | $17.985 | A | 79,187 | I | Held in Living Trust |
| Common Stock | Jun 7, 2017 | P | 100 | $17.945 | A | 79,287 | I | Held in Living Trust |
| Common Stock | Jun 7, 2017 | P | 100 | $17.995 | A | 79,387 | I | Held in Living Trust |
| Common Stock | Jun 7, 2017 | P | 100 | $17.95 | A | 79,487 | I | Held in Living Trust |
| Common Stock | Jun 7, 2017 | P | 1,200 | $18.00 | A | 80,687 | I | Held in Living Trust |
| Common Stock | Jun 7, 2017 | P | 100 | $17.85 | A | 80,787 | I | Held in Living Trust |
| Common Stock | holding | — | — | — | 4,000 | D | ||
| Common Stock | holding | — | — | — | 3,341 | I | IRA | |
| Common Stock | holding | — | — | — | 1,263 | I | Held in Wife's Living Trust | |
| Common StockF1 | holding | — | — | — | 371,158 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 10,000 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 27,199 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
- F2Shares held by John D. Baker II Irrevocable Trust #1, which is administered by an independent trustee and is for the benefit of the reporting person's spouse and children. The reporting person disclaims beneficial ownership of these shares.
- F3Shares held by the Susan Ann Baker Trust, which is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's daughter. The reporting person disclaims any beneficial ownership of these shares.