SEC Form 4 · accession 0001474506-16-000251
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Klopfenstein
Officer — Controller & CAO
Period of report
Nov 16, 2016
Accepted (ET)
Nov 21, 2016 · 11:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 100 | D | ||
| Common StockF1 | holding | — | — | — | 3,602 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $21.25 | Nov 16, 2016 | M | 3,545 | A | Nov 16, 2017 | Nov 15, 2026 | Common Stock | 3,545 | 3,545 | D |
Explanation of responses
- F1Shares were acquired in the Issuer's 401(k) plan.
- F2The reporting person was awarded stock options pursuant to the Issuer's Equity Incentive Plan. Options vest ratably over 5 years commencing on the first anniversary of the grant date.