SEC Form 4 · accession 0001474506-15-000136
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thompson S Baker II
Officer — President & CEO · Director
Period of report
Jul 21, 2015
Accepted (ET)
Jul 23, 2015 · 6:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2015 | M | 1,000 | $15.016 | A | 38,850 | D | |
| Common StockF1 | holding | — | — | — | 7 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 6 | I | See footnote | |
| Common Stock | holding | — | — | — | 733 | I | Shares held by wife | |
| Common Stock | holding | — | — | — | 2,193 | I | Shares held for the benefit for children | |
| Common StockF3 | holding | — | — | — | 141,091 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $15.016 | Jul 21, 2015 | M | 1,000 | D | Feb 1, 2015 | Aug 2, 2015 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Shares held as beneficiary of the issuer's 401(k) profit sharing plan.
- F2Shares held as beneficiary of an employee stock purchase plan.
- F3Shares held by Edward L. Baker and Thompson S. Baker II, as trustees for the separate trust for Edward L. Baker created under the Cynthia L. Baker Trust U/A/D April 30, 1965. The reporting person disclaims beneficial ownership of these shares