SEC Form 4 · accession 0001474506-15-000121
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward L Baker
Director
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | M | 1,000 | $11.063 | A | 18,013 | D | |
| Common StockF1 | holding | — | — | — | 141,091 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 29,099 | I | See footnote | |
| Common Stock | holding | — | — | — | 2,542 | I | Held in retirement account | |
| Common Stock | holding | — | — | — | 26,191 | I | Held in living trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $11.063 | Apr 29, 2015 | M | 1,000 | D | Feb 1, 2015 | May 3, 2015 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Shares held by Edward L. Baker and Thompson S. Baker II, as trustees for the separate trust for Edward L. Baker created under the Cynthia L. Baker Trust U/A/D April 30, 1965
- F2Shares held by a trust for the benefit of the daughter of John D. Baker II. The reporting person serves as trustee of the trust but disclaims beneficial ownership of these shares.