SEC Form 4 · accession 0001474506-15-000034
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John D Klopfenstein
Officer — Controller & CAO
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | J | 100 | $0.00 | A | 100 | D | |
| Common StockF2 | Jan 30, 2015 | J | 3,602 | $0.00 | A | 3,602 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $20.433 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Dec 2, 2019 | Common Stock | 940 | 940 | D |
| Option to BuyF3 | $16.263 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Dec 1, 2020 | Common Stock | 940 | 940 | D |
| Option to BuyF3 | $14.137 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Dec 5, 2021 | Common Stock | 940 | 940 | D |
| Option to BuyF3 | $16.646 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Dec 5, 2022 | Common Stock | 940 | 940 | D |
| Option to BuyF3 | $26.298 | Feb 1, 2015 | A | 905 | A | Feb 1, 2015 | Dec 4, 2023 | Common Stock | 905 | 905 | D |
| Option to BuyF3 | $22.803 | Feb 1, 2015 | A | 1,043 | A | Feb 1, 2015 | Dec 3, 2024 | Common Stock | 1,043 | 1,043 | D |
Explanation of responses
- F1The reporting person received the shares in the spin-off by FRP Holdings, Inc. of the issuer.
- F2Shares were acquired in the Issuer's 401(k) plan.
- F3The reporting person received the option grants listed herein in replacement of options previously issued by the FRP Holdings, Inc.