SEC Form 4 · accession 0001474506-15-000031
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thompson S Baker II
Officer — President & CEO · Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | J | 34,170 | $0.00 | A | 34,170 | D | |
| Common StockF2 | Jan 30, 2015 | J | 7 | $0.00 | A | 7 | I | See footnote |
| Common StockF3 | Jan 30, 2015 | J | 6 | $0.00 | A | 6 | I | See footnote |
| Common Stock | Jan 30, 2015 | J | 733 | $0.00 | A | 733 | I | Shares held by wife |
| Common Stock | Jan 30, 2015 | J | 2,193 | $0.00 | A | 2,193 | I | Shares held for the benefit of children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $9.636 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Feb 20, 2015 | Common Stock | 940 | 940 | D |
| Option to BuyF4 | $9.424 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | May 4, 2015 | Common Stock | 940 | 940 | D |
| Option to BuyF4 | $12.792 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Aug 3, 2015 | Common Stock | 940 | 940 | D |
| Option to BuyF4 | $16.646 | Feb 1, 2015 | A | 5,589 | A | Feb 1, 2015 | Dec 5, 2022 | Common Stock | 5,589 | 5,589 | D |
| Option to BuyF4 | $26.298 | Feb 1, 2015 | A | 3,352 | A | Feb 1, 2015 | Dec 4, 2023 | Common Stock | 3,352 | 3,352 | D |
Explanation of responses
- F1The reporting person received the shares in the spin-off by FRP Holdings, Inc. of the issuer.
- F2Shares held as beneficiary of the issuer's 401(k) profit sharing plan.
- F3Shares held as beneficiary of an employee stock purchase plan.
- F4The reporting person received the option grants listed herein in replacement of options previously issued by the FRP Holdings, Inc.