SEC Form 4 · accession 0001474506-15-000029
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Baker II
10% Owner
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | J | 27,437 | $0.00 | A | 27,437 | D | |
| Common Stock | Jan 30, 2015 | J | 2,237 | $0.00 | A | 2,237 | I | IRA |
| Common Stock | Jan 30, 2015 | J | 49,701 | $0.00 | A | 49,701 | I | Held in Living Trust |
| Common Stock | Jan 30, 2015 | J | 1,963 | $0.00 | A | 1,963 | I | Held by Wife's Living Trust |
| Common StockF1 | Jan 30, 2015 | J | 371,158 | $0.00 | A | 371,158 | I | See footnote |
| Common Stock | Jan 30, 2015 | J | 1,549 | $0.00 | A | 1,549 | I | Held through Issuer's Profit Sharing Plan |
| Common StockF2 | Jan 30, 2015 | J | 6,667 | $0.00 | A | 6,667 | I | See footnote |
| Common StockF3 | Jan 30, 2015 | J | 29,099 | $0.00 | A | 29,099 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
- F2Shares held by John D. Baker II Irrevocable Trust #1, which is administered by an independent trustee and is for the benefit of the reporting person's spouse and children. The reporting person disclaims beneficial ownership of these shares.
- F3Shares held by Susan Ann Baker Irrevocable Trust, which is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's daughter. The reporting person disclaims any beneficial ownership of these shares.
- F4The reporting person received the shares in the spin-off by FRP Holdings, Inc. of the issuer.