SEC Form 4 · accession 0001474506-15-000028
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Edward L Baker
Director · 10% Owner
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | J | 14,333 | $0.00 | A | 14,333 | D | |
| Common StockF2 | Jan 30, 2015 | J | 141,091 | $0.00 | A | 141,091 | I | See footnote |
| Common StockF3 | Jan 30, 2015 | J | 29,099 | $0.00 | A | 29,099 | I | See footnote |
| Common Stock | Jan 30, 2015 | J | 2,542 | $0.00 | A | 2,542 | I | Held in retirement account |
| Common Stock | Jan 30, 2015 | J | 26,191 | $0.00 | A | 26,191 | I | Held in living trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $9.636 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Feb 20, 2015 | Common Stock | 940 | 940 | D |
| Option to BuyF4 | $9.424 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | May 4, 2015 | Common Stock | 940 | 940 | D |
| Option to BuyF4 | $12.972 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Aug 3, 2015 | Common Stock | 940 | 940 | D |
Explanation of responses
- F1The reporting person received the shares in the spin-off by FRP Holdings, Inc. of the issuer.
- F2Shares held by Edward L. Baker and Thompson S. Baker II, as trustees for the separate trust for Edward L. Baker created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
- F3Shares held by a trust for the benefit of the daughter of John D. Baker II. The reporting person serves as trustee of the trust but disclaims beneficial ownership of these shares.
- F4The reporting person received the option grants listed herein in replacement of options previously issued by the FRP Holdings, Inc.