SEC Form 4 · accession 0001474506-15-000025
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Luke E Fichthorn III
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | J | 22,981 | $0.00 | A | 22,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $9.636 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Feb 20, 2015 | Common Stock | 940 | 940 | D |
| Option to BuyF2 | $9.424 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | May 4, 2015 | Common Stock | 940 | 940 | D |
| Option to BuyF2 | $12.792 | Feb 1, 2015 | A | 940 | A | Feb 1, 2015 | Aug 3, 2015 | Common Stock | 940 | 940 | D |
Explanation of responses
- F1The reporting person received the shares in the spin-off by FRP Holdings, Inc. of the issuer.
- F2The reporting person received the option grants listed herein in replacement of options previously issued by the FRP Holdings, Inc.