SEC Form 4 · accession 0001209191-18-024629
Senseonics Holdings, Inc. · SENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mukul Jain
Officer — Chief Operating Officer
Period of report
Apr 9, 2018
Accepted (ET)
Apr 11, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 9, 2018 | M | 15,706 | $0.54 | A | 15,706 | D | |
| Common StockF2 | Apr 9, 2018 | S | 15,706 | $3.85 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F3 | $0.54 | Apr 9, 2018 | M | 15,706 | D | — | Jun 4, 2024 | Common Stock | 15,706 | 295,599 | D |
Explanation of responses
- F1The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $3.76 to $3.98, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3Shares vest monthly over four years beginning on June 4, 2014.