SEC Form 4 · accession 0001209191-17-063561
Senseonics Holdings, Inc. · SENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Barris
10% Owner
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 30, 2017 | J | 2,534,912 | $0.00 | D | 0 | I | See Note 2 |
| Common StockF4 | Nov 30, 2017 | J | 652,090 | $0.00 | A | 652,090 | I | See Note 4 |
| Common StockF4 | Nov 30, 2017 | J | 652,090 | $0.00 | D | 0 | I | See Note 4 |
| Common Stock | Nov 30, 2017 | J | 48,377 | $0.00 | A | 48,377 | D | |
| Common StockF7 | holding | — | — | — | 21,911,183 | I | See Note 7 | |
| Common StockF8 | holding | — | — | — | 8,949,292 | I | See Note 8 | |
| Common StockF9 | holding | — | — | — | 27,791 | I | See Note 9 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1New Enterprise Associates VII, Limited Partnership ("NEA VII") made a pro rata distribution for no consideration of an aggregate of 2,534,912 shares of common stock of the Issuer to its general partner and its limited partners on November 30, 2017.
- F2The Reporting Person is the sole general partner of NEA Partners VII, Limited Partnership ("NEA Partners VII"). NEA Partners VII is the sole general partner of NEA VII, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA VII shares in which the Reporting Person has no pecuniary interest.
- F3NEA Partners VII received 652,090 shares of common stock of the Issuer in the distribution by NEA VII on November 30, 2017.
- F4The Reporting Person is the sole general partner of NEA Partners VII, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners VII in which the Reporting Person has no pecuniary interest.
- F5NEA Partners VII made a pro rata distribution for no consideration of an aggregate of 652,090 shares of common stock of the Issuer to its general partners and limited partners on November 30, 3017.
- F6The Reporting Person received 48,377 shares of common stock of the Issuer in the distribution by NEA Partners VII on November 30, 2017.
- F7The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"). NEA Partners 10 is the sole general partner of New Enterprise Associates 10, Limited Partnership ("NEA 10"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the Reporting Person has no pecuniary interest.
- F8The Reporting Person is the sole general partner of NEA Partners 9, Limited Partnership ("NEA Partners 9"). NEA Partners 9 is the sole general partner of New Enterprise Associates 9, Limited Partnership ("NEA 9"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 9 shares in which the Reporting Person has no pecuniary interest.
- F9The Reporting Person is the sole general partner of NEA General Partners, L.P. NEA General Partners, L.P. is the sole general partner of NEA Presidents' Fund, L.P. ("NEA Presidents' Fund"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Presidents' Fund shares in which the Reporting Person has no pecuniary interest.