SEC Form 4 · accession 0001209191-17-021363
Senseonics Holdings, Inc. · SENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy T Goodnow
Officer — President and CEO · Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 38,769 | $0.54 | A | 244,494 | D | |
| Common Stock | Mar 15, 2017 | M | 20,349 | $1.95 | A | 264,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $0.54 | Mar 15, 2017 | M | 38,769 | D | — | Jun 4, 2024 | Common Stock | 38,769 | 425,605 | D |
| Stock option (right to buy)F3 | $1.95 | Mar 15, 2017 | M | 20,349 | D | — | Jul 22, 2025 | Common Stock | 20,349 | 199,887 | D |
Explanation of responses
- F1On March 15, 2017, the Reporting Person completed this option exercise for cash. The Reporting Person did not sell any securities.
- F2Shares vest monthly over four years beginning on June 4, 2014.
- F3Shares vest monthly over four years beginning on July 24, 2015.