SEC Form 3 · accession 0000950103-18-013423
Penguin Solutions, Inc. · PENG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Coull
Officer — Senior Vice President
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 8,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $41.38 | holding | — | — | — | — | Jun 8, 2028 | Ordinary Shares | 25,000 | — | D |
Explanation of responses
- F1Represents a restricted stock unit award that is scheduled to vest as to 1/2 of the award on June 8, 2019 and then as to 1/8 of the award in each calendar quarter thereafter.
- F2This option is scheduled to vest as to 1/4 of the award on June 8, 2019 and then as to 1/48 of the award in each calendar month thereafter.