SEC Form 4 · accession 0000950103-18-003815
Penguin Solutions, Inc. · PENG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
KiWan Kim
Officer — SVP of EM & Pres. Brazil
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Mar 23, 2018 | S | 2,380 | $47.2861 | D | 85,609 | D | |
| Ordinary SharesF1,F3 | Mar 23, 2018 | S | 10,263 | $48.5615 | D | 75,346 | D | |
| Ordinary SharesF1,F4 | Mar 23, 2018 | S | 22,664 | $49.3655 | D | 52,682 | D | |
| Ordinary SharesF1,F5 | Mar 23, 2018 | S | 10,330 | $50.2314 | D | 42,352 | D | |
| Ordinary SharesF1,F6 | Mar 23, 2018 | S | 1,101 | $50.9664 | D | 41,251 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017.
- F2The price reported in Colum 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $46.90 to $47.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.89. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.90 to $49.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.93 to $51.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.