SEC Form 4 · accession 0000950103-18-002225

Penguin Solutions, Inc. · PENG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP, Chief Strategy Officer

Period of report

Feb 15, 2018

Accepted (ET)

Feb 20, 2018 · 8:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001616533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Ordinary Shares	Feb 15, 2018	M	8,811	$2.64	A	96,477	D
Ordinary Shares^F1,F2	Feb 15, 2018	S	6,789	$32.62	D	89,688	D
Ordinary Shares^F1,F3	Feb 15, 2018	S	1,922	$33.61	D	87,766	D
Ordinary Shares^F1	Feb 15, 2018	S	100	$34.50	D	87,666	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5,F4	$2.64	Feb 15, 2018	M	8,811	D	—	Sep 29, 2019	Common Stock	8,811	15,822	D

F1The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on October 24, 2017.
F2The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $32.2 to $33.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.21 to $34.0, inclusive.
F4Fully vested and exercisable.
F5Total has been corrected from amount listed on Alan Marten Form 3 filed May 23, 2017.