SEC Form 4 · accession 0000950103-18-001404
Penguin Solutions, Inc. · PENG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack A Pacheco
Officer — Executive VP, CFO, COO
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 9:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Jan 30, 2018 | S | 13,417 | $35.70 | D | 115,326 | D | |
| Ordinary SharesF3 | Jan 30, 2018 | S | 4,907 | $36.31 | D | 110,419 | D | |
| Ordinary Shares | Jan 30, 2018 | S | 100 | $38.28 | D | 110,319 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on October 25, 2017.
- F2The price reported in Colum 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $35.00 to $35.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.84, inclusive.