SEC Form 4 · accession 0000950103-18-001141
Penguin Solutions, Inc. · PENG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mukesh Patel
Director
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Jan 26, 2018 | A | 3,221 | $0.00 | A | 10,749 | D | |
| Ordinary SharesF3 | holding | — | — | — | 74,821 | I | See Footnote | |
| Ordinary SharesF4 | holding | — | — | — | 43,194 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1100% of the RSUs vest on 1/26/2019.
- F2Includes Restricted Stock Units.
- F3Patel Family Partners L.P. - Fund No. 2
- F4The Patel Revocable Trust (U/A/D 6/6/2002)